The UK Stewardship Code

29 Jun, 2017

 

The UK Stewardship Code Disclosure

Under Rule COBS 2.2.3R of the FCA’s Conduct of Business Sourcebook, Daiwa SB Investments (UK) Ltd. (the “Firm”) is required to include on this website a disclosure about the nature of its commitment to the UK Financial Reporting Council’s Stewardship Code (the “Code”) or, where it does not commit to the Code, its alternative investment strategy.

The Firm conducts investment operations to which the aims of the Code are not relevant as we engage in non-UK equity investment only.

Consequently, while the Firm supports the general objectives that underlie the Code, the provisions of the Code are not relevant to the type of trading currently undertaken by the Firm. If the Firm’s investment strategy changes in such a manner that the provisions of the Code become relevant, the Firm will amend this disclosure accordingly.

Should you require further information on the firm’s approach to the Code please contact Mr Katsumi Nishihara, Chief Administration Officer on:

Telephone: + 44 (0) 20 7597 7026

Katsumi.Nishihara@daiwasbi.co.uk

 

 

 

 

Daiwa SB Investments (UK) Ltd.

PO Box 18304
5th Floor
5 King William Street
London
EC4N 7JA
United Kingdom

 

Prepared as at 29 June 2017